Privacy Policy

Effective Date: August 15, 2025

Our Commitment to You
Prospera Funds, Inc. (“Prospera,” “we,” “our,” or “us”) is committed to safeguarding the use of personal information of our clients and website visitors. We understand the trust you place in us and maintain strict controls to protect the confidentiality and security of your information.

Prospera does not sell your personal information to anyone. We only share information when necessary to service client relationships, comply with laws, or as otherwise described in this Policy.

1. Information We Collect

We may collect personal and financial information directly from you, including but not limited to:

  • Name, address, phone number, and email address.

  • Date of birth, Social Security or taxpayer identification number, driver’s license number.

  • Employment, income, assets, liabilities, and investment objectives.

  • Account details, transaction history, and investment activity.

  • Information from custodial, brokerage, or advisory agreements, applications, and questionnaires.

For visitors to our website, we may also collect technical information such as your IP address, browser type, device identifiers, and browsing behavior using cookies and analytics tools.

2. How We Use Your Information

We use collected information to:

  • Provide investment advisory and fund management services.

  • Process transactions and maintain accounts.

  • Communicate with you about services and regulatory updates.

  • Comply with federal and state securities laws.

  • Maintain cybersecurity and website functionality.

We do not use or share personal information for third-party marketing purposes.

3. How We Share Your Information

Prospera may share personal information with:

  • Service Providers: Administrators, custodians, brokers, auditors, compliance consultants, and IT vendors.

  • Regulators and Legal Authorities: As required by law, including responses to regulatory exams or subpoenas.

  • Authorized Users: You and individuals you designate as your agents or representatives.

  • Former Clients: We do not disclose non-public personal information regarding former clients except as permitted by law.

We do not disclose information to unaffiliated third parties for marketing.

4. How We Protect Your Information

We maintain physical, electronic, and procedural safeguards, including:

  • Encrypted file storage and secure office systems.

  • Multi-factor authentication and secure email protocols.

  • Regular cybersecurity training for employees.

  • Vendor requirements to protect client data.

5. Retention and Updates

We retain client information only as long as necessary to service accounts and comply with legal obligations. We review and update this Policy periodically and provide annual notices as required by law.

6. Cookies and Website Tracking

Our website may use cookies and analytics to improve functionality and analyze usage trends. You may disable cookies in your browser, though some features of the site may not work properly.

7. Your Rights

Depending on your jurisdiction, you may request to access, update, or correct your personal information. Requests can be made to the contact information below.

8. Contact Us

For questions regarding this Privacy Policy, please contact us at:

Prospera Funds Inc.
1000 Palm Blvd, Suite 66
Isle of Palms, SC 29451
Email: IR@prosperafunds.com
Phone: (843) 310-3633